Form 4 for BNY BNY Mellon
Accepted 2022-01-28 00:00:00 ET · period of report 2022-01-26 · accession 0001209191-22-005390 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-01-28 | 2022-01-26 | BNY | GIBBONS THOMAS P | CEO, Dir | G - Gift | $0.00 | -134.0K | 315.2K | -30% | $0 |
| MI | 2022-01-28 | 2022-01-26 | BNY | GIBBONS THOMAS P | CEO, Dir | G - Gift | $0.00 | +134.0K | 67.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-26 | G | D | 67,000 | $0.00 | 248,197.48 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-26 | G | A | 67,000 | $0.00 | 67,000 | I | — | — | (F3) Reflects number of shares transferred to the Family Trust. |
| 3 | Common | Common Stock | 2022-01-26 | G | A | 67,000 | $0.00 | 67,000 | I By Family Trust | — | — | (F1) Reflects number of shares transferred to Reporting Person's spouse. (F2) The Reporting Person disclaims beneficial ownership of the shares gifted to his spouse and the Family Trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |
| 4 | Common | Common Stock | 2022-01-26 | G | D | 67,000 | $0.00 | 315,197.48 | D By Spouse | — | — | (F2) The Reporting Person disclaims beneficial ownership of the shares gifted to his spouse and the Family Trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |