Form 4 for AA Alcoa Corp
Accepted 2022-01-28 00:00:00 ET · period of report 2022-01-26 · accession 0001209191-22-005393 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-28 | 2022-01-26 | AA | Kahrs Benjamin D | EVP, Chief Innovation Off | A - Grant | $0.00 | +14.3K | 27.3K | +110% | $0 |
| D | 2022-01-28 | 2022-01-26 | AA | Kahrs Benjamin D | EVP, Chief Innovation Off | F - Tax | $60.75 | -2,561 | 36.7K | -7% | -$155.6K |
| D | 2022-01-28 | 2022-01-26 | AA | Kahrs Benjamin D | EVP, Chief Innovation Off | I - Discretionary | $61.77 | -4,817 | 0 | -100% | -$297.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-01-26 | A | A | 9,077 | $0.00 | 39,247 | D | — | — | (F2) Earned performance restricted stock units (PRSUs) granted in 2019. |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-01-26 | A | A | 2,890 | $0.00 | 30,170 | D | — | — | (F1) Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. |
| 3 | Common | Common Stock, par value $0.01 per share | 2022-01-26 | A | A | 2,310 | $0.00 | 27,280 | D | — | — | (F1) Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant. |
| 4 | Common | Common Stock, par value $0.01 per share | 2022-01-26 | F | D | 2,561 | $60.75 | 36,686 | D | — | — | (F3) Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019. |
| 5 | Derivative | Phantom Stock Units | 2022-01-26 | I | D | 4,817 | $61.77 | 0 | D | — · — to — | 4,817 Common Stock | (F4) Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. (F5) Phantom stock units under the Alcoa Deferred Compensation Plan (the "Plan") are paid out in cash after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the Plan at times permitted under the Plan. |