Form 4 for HOPE HOPE BANCORP INC
Accepted 2022-01-31 00:00:00 ET · period of report 2022-01-27 · accession 0001209191-22-005761 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-31 | 2022-01-27 | HOPE | Koh Steven | Dir | F - Tax | $16.67 | -71.8K | 54.8K | -57% | -$1.20M |
| D | 2022-01-31 | 2022-01-27 | HOPE | Koh Steven | Dir | M - OptEx | $5.02 | +105.5K | 126.6K | +501% | +$529.7K |
| D | 2022-01-31 | 2022-01-27 | HOPE | Koh Steven | Dir | M - OptEx | $5.02 | -105.5K | 0 | -100% | -$529.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-27 | F | D | 71,821 | $16.67 | 54,766 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.48 to $16.95, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 2 | Common | Common Stock | 2022-01-27 | M | A | 105,510 | $5.02 | 126,587 | D | — | — | (F1) Total amount of securities beneficially owned in column 5 of Table I in this Form 4 includes 5,391 Restricted Stock Units ("RSU") granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP") previously reported in Table II. |
| 3 | Derivative | Stock Option (right to buy) | 2022-01-27 | M | D | 105,510 | $5.02 | 0 | D | $5.02 · 2016-08-01 to 2022-01-30 | 105,510 Common Stock |