Form 4 for CIA CITIZENS, INC.
Accepted 2022-02-01 00:00:00 ET · period of report 2021-08-02 · accession 0001209191-22-005856 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-01 | 2021-08-02+ | CIA | Waite Harvey J. | VP, Chief Actuary | L - Small Acq | $5.67 | +1,542 | 1,041 | New | +$8,741 |
| D | 2022-02-01 | 2022-01-29 | CIA | Waite Harvey J. | VP, Chief Actuary | M - OptEx | — | +2,698 | 4,240 | +175% | — |
| D | 2022-02-01 | 2022-01-29 | CIA | Waite Harvey J. | VP, Chief Actuary | F - Tax | $4.71 | -912 | 3,328 | -22% | -$4,296 |
| D | 2022-02-01 | 2022-01-29 | CIA | Waite Harvey J. | VP, Chief Actuary | M - OptEx | $0.00 | -2,698 | 5,395 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Citizens, Inc. Class A Common Stock | 2022-01-28 | L | A | 269.69 | $4.64 | 1,541.51 | D | — | — | |
| 2 | Common | Citizens, Inc. Class A Common Stock | 2022-01-29 | M | A | 2,698 | — | 4,239.51 | D | — | — | (F2) Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. |
| 3 | Common | Citizens, Inc. Class A Common Stock | 2022-01-29 | F | D | 912 | $4.71 | 3,327.51 | D | — | — | |
| 4 | Common | Citizens, Inc. Class A Common Stock | 2021-09-07 | L | A | 211.05 | $5.89 | 439.79 | D | — | — | |
| 5 | Common | Citizens, Inc. Class A Common Stock | 2021-08-02 | L | A | 228.74 | $5.44 | 228.74 | D | — | — | |
| 6 | Common | Citizens, Inc. Class A Common Stock | 2021-12-31 | L | A | 230.63 | $5.42 | 1,271.83 | D | — | — | |
| 7 | Common | Citizens, Inc. Class A Common Stock | 2021-10-01 | L | A | 196.70 | $6.36 | 636.49 | D | — | — | |
| 8 | Common | Citizens, Inc. Class A Common Stock | 2021-10-29 | L | A | 194.10 | $6.44 | 830.58 | D | — | — | |
| 9 | Common | Citizens, Inc. Class A Common Stock | 2021-11-26 | L | A | 210.62 | $5.94 | 1,041.20 | D | — | — | |
| 10 | Derivative | Restricted Stock Units | 2022-01-29 | M | D | 2,698 | $0.00 | 5,395 | D | — · — to — | 2,698 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. (F3) On January 29, 2021, the reporting person was granted an award of restricted stock units, vesting in three equal annual installments on the first anniversary of the date of the grant (January 29, 2022) and the second anniversary of the date of the grant (January 29, 2023) and the third anniversary of the date of the grant (January 29, 2024). |