Form 4 for FISV Fiserv
Accepted 2022-02-01 00:00:00 ET · period of report 2022-01-28 · accession 0001209191-22-005999 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-01 | 2022-01-28+ | FISV | Chiarello Guy | COO | S - Sale+OE | $102.81 | -21.0K | 190.0K | -10% | -$2.16M |
| DM | 2022-02-01 | 2022-01-28+ | FISV | Chiarello Guy | COO | M - OptEx | $36.54 | +21.0K | 209.0K | +11% | +$767.3K |
| D | 2022-02-01 | 2022-01-29 | FISV | Chiarello Guy | COO | F - Tax | $104.89 | -6,422 | 190.0K | -3% | -$673.6K |
| DM | 2022-02-01 | 2022-01-28+ | FISV | Chiarello Guy | COO | M - OptEx | $0.00 | -21.0K | 84.0K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-28 | S | D | 10,000 | $100.40 | 198,967 | D | — | — | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. |
| 2 | Common | Common Stock | 2022-01-28 | S | D | 2,592 | $105.00 | 196,375 | D | — | — | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. |
| 3 | Common | Common Stock | 2022-01-31 | M | A | 8,408 | $36.54 | 198,361 | D | — | — | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. |
| 4 | Common | Common Stock | 2022-01-31 | S | D | 8,408 | $105.00 | 189,953 | D | — | — | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. (F3) This transaction was executed in multiple trades at prices ranging from $105.00 to $105.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2022-01-28 | M | A | 12,592 | $36.54 | 208,967 | D | — | — | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. |
| 6 | Common | Common Stock | 2022-01-29 | F | D | 6,422 | $104.89 | 189,953 | D | — | — | (F2) Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2022-01-28 | M | D | 12,592 | $0.00 | 92,408 | D | $36.54 · 2014-07-11 to 2023-07-11 | 12,592 Common Stock | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. (F6) This option vested in five equal installments on each anniversary of the grant date, July 11, 2013. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2022-01-31 | M | D | 8,408 | $0.00 | 84,000 | D | $36.54 · 2014-07-11 to 2023-07-11 | 8,408 Common Stock | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. (F6) This option vested in five equal installments on each anniversary of the grant date, July 11, 2013. |