Form 4 for MKTX MARKETAXESS HOLDINGS INC
Accepted 2022-02-02 00:00:00 ET · period of report 2022-01-31 · accession 0001209191-22-006352 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-02 | 2022-01-31 | MKTX | McVey Richard M | COB, CEO, Dir | F - Tax | $344.48 | -6,142 | 728.1K | -0.8% | -$2.12M |
| D | 2022-02-02 | 2022-01-31 | MKTX | McVey Richard M | COB, CEO, Dir | A - Grant | $0.00 | +2,300 | 732.1K | +0.3% | $0 |
| D | 2022-02-02 | 2022-01-31 | MKTX | McVey Richard M | COB, CEO, Dir | A - Grant | $0.00 | +7,982 | 7,982 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.003 per share | 2022-01-31 | F | D | 285 | $344.48 | 725,991 | D | — | — | |
| 2 | Common | Common Stock, par value $0.003 per share | 2022-01-31 | F | D | 504 | $344.48 | 726,276 | D | — | — | |
| 3 | Common | Common Stock, par value $0.003 per share | 2022-01-31 | F | D | 1,321 | $344.48 | 726,780 | D | — | — | |
| 4 | Common | Common Stock, par value $0.003 per share | 2022-01-31 | A | A | 2,300 | $0.00 | 732,133 | D | — | — | (F1) Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025. |
| 5 | Common | Common Stock, par value $0.003 per share | 2022-01-31 | F | D | 4,032 | $344.48 | 728,101 | D | — | — | |
| 6 | Derivative | Stock Option (right to buy) | 2022-01-31 | A | A | 7,982 | $0.00 | 7,982 | D | $344.48 · — to 2028-01-31 | 7,982 Common Stock | (F5) The stock options will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025. |