Form 4 for EQH Equitable Holdings, Inc.
Accepted 2022-02-03 00:00:00 ET · period of report 2022-02-01 · accession 0001209191-22-006773 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-03 | 2022-02-01 | EQH | HURD JEFFREY J | COO | S - Sale+OE | $34.07 | -15.0K | 68.8K | -18% | -$511.0K |
| D | 2022-02-03 | 2022-02-01 | EQH | HURD JEFFREY J | COO | M - OptEx | $21.34 | +15.0K | 77.9K | +24% | +$320.1K |
| D | 2022-02-03 | 2022-02-01 | EQH | HURD JEFFREY J | COO | M - OptEx | $0.00 | -15.0K | 209.8K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-01 | S | D | 5,880 | $34.51 | 62,889.66 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F4) This transaction was executed in multiple trades at prices ranging from $34.3300 to $34.6300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes Restricted Stock Units. |
| 2 | Common | Common Stock | 2022-02-01 | S | D | 9,120 | $33.78 | 68,769.66 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F3) This transaction was executed in multiple trades at prices ranging from $33.3300 to $34.3200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes Restricted Stock Units. |
| 3 | Common | Common Stock | 2022-02-01 | M | A | 15,000 | $21.34 | 77,889.66 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F2) Includes Restricted Stock Units. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-02-01 | M | D | 15,000 | $0.00 | 209,833 | D | $21.34 · — to 2028-03-01 | 15,000 Common Stock | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F5) The options vested/vest in three installments beginning on March 1, 2021. |