Form 4 for ROOT Root, Inc.
Accepted 2022-02-03 00:00:00 ET · period of report 2022-02-01 · accession 0001209191-22-006855 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-03 | 2022-02-01 | ROOT | Rosenthal Daniel H | COO, CFO, Ch.Rev.Ofc, Dir | F - Tax | $2.10 | -26.4K | 260.0K | -9% | -$55.5K |
| DMI | 2022-02-03 | 2021-08-17 | ROOT | Rosenthal Daniel H | COO, CFO, Ch.Rev.Ofc, Dir | G - Gift | $0.00 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-01 | F | D | 26,433 | $2.10 | 259,991 | D | — | — | (F1) These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
| 2 | Derivative | Class B Common Stock | 2021-08-17 | G | A | 340,247 | $0.00 | 340,247 | I See footnote | — · — to — | 340,247 Class A Common Stock | (F3) Shares held by the 2020 Courtney A. Granville Family Trust, for which the Reporting Person and a sibling are co-trustees. (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 3 | Derivative | Class B Common Stock | 2021-08-17 | G | D | 340,247 | $0.00 | 0 | I By Spouse | — · — to — | 340,247 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |