Form 4 for MSCI MSCI
Accepted 2022-02-09 00:00:00 ET · period of report 2022-02-07 · accession 0001209191-22-008021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-02-09 | 2021-12-21 | MSCI | Fernandez Henry A | COB, CEO, Dir | G - Gift | $0.00 | -11.4K | 1.68M | -0.7% | $0 |
| MI | 2022-02-09 | 2021-12-21 | MSCI | Fernandez Henry A | COB, CEO, Dir | G - Gift | $0.00 | +11.4K | 7,900 | New | $0 |
| 2022-02-09 | 2022-02-07 | MSCI | Fernandez Henry A | COB, CEO, Dir | F - Tax | $550.45 | -42.5K | 1.21M | -3% | -$23.37M | |
| 2022-02-09 | 2022-02-07 | MSCI | Fernandez Henry A | COB, CEO, Dir | A - Grant | $0.00 | +80.2K | 1.25M | +7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-21 | G | D | 4,275 | $0.00 | 1,683,665 | D By Son | — | — | (F1) Bona fide gift by the Reporting Person to his son. |
| 2 | Common | Common Stock | 2021-12-21 | G | A | 4,275 | $0.00 | 7,900 | I By Daughter | — | — | (F1) Bona fide gift by the Reporting Person to his son. |
| 3 | Common | Common Stock | 2022-02-07 | F | D | 42,460 | $550.45 | 1,211,113 | D | — | — | (F5) Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of 80,187 PSUs granted on February 7, 2019 (includes the performance adjustment as described above). |
| 4 | Common | Common Stock | 2021-12-21 | G | D | 7,170 | $0.00 | 1,676,495 | D | — | — | (F2) Bona fide gift by the Reporting Person to his daughter. |
| 5 | Common | Common Stock | 2021-12-21 | G | A | 7,170 | $0.00 | 7,900 | I | — | — | (F2) Bona fide gift by the Reporting Person to his daughter. |
| 6 | Common | Common Stock | 2022-02-07 | A | A | 80,187 | $0.00 | 1,253,573 | D | — | — | (F3) Represents the number of shares of common stock issued following the vesting and conversion of performance stock units ("PSUs") granted to the reporting person on February 7, 2019, upon certification by the Compensation, Talent & Culture Committee on February 7, 2022 of the achievement of the performance metric for the performance period from February 6, 2019 to February 5, 2022. (F4) Reflects the exempt contribution pursuant to Rule 16a-13 by the Reporting Person of 503,109 shares previously directly held to The Henry Fernandez 2022 MSCI Annuity Trust, a grantor retained annuity trust (GRAT) established by the Reporting Person. |