Form 4 for STRO SUTRO BIOPHARMA, INC.
Accepted 2022-02-09 00:00:00 ET · period of report 2022-02-08 · accession 0001209191-22-008198 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-09 | 2022-02-08 | STRO | Petree Daniel H | Dir | M - OptEx | $5.08 | +14.3K | 12.5K | New | +$72.6K |
| DM | 2022-02-09 | 2022-02-08 | STRO | Petree Daniel H | Dir | M - OptEx | $0.00 | -14.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-08 | M | A | 3,540 | $5.81 | 22,265 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-08 | M | A | 2,124 | $5.81 | 18,725 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-08 | M | A | 873 | $5.81 | 16,601 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-08 | M | A | 578 | $5.81 | 15,728 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-08 | M | A | 2,617 | $4.36 | 15,150 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-08 | M | A | 4,545 | $4.36 | 12,533 | D | — | — | |
| 7 | Derivative | Stock Option | 2022-02-08 | M | D | 3,540 | $0.00 | 0 | D | $5.81 · — to 2024-02-26 | 3,540 Common Stock | (F2) The option is fully vested and exercisable. |
| 8 | Derivative | Stock Option | 2022-02-08 | M | D | 2,124 | $0.00 | 0 | D | $5.81 · — to 2024-02-26 | 2,124 Common Stock | (F2) The option is fully vested and exercisable. |
| 9 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 873 | $0.00 | 0 | D | $5.81 · — to 2023-02-13 | 873 Common Stock | (F2) The option is fully vested and exercisable. |
| 10 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 2,617 | $0.00 | 0 | D | $4.36 · — to 2022-09-19 | 2,617 Common Stock | (F2) The option is fully vested and exercisable. |
| 11 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 4,545 | $0.00 | 0 | D | $4.36 · — to 2022-04-17 | 4,545 Common Stock | (F2) The option is fully vested and exercisable. |
| 12 | Derivative | Stock Option (right to buy) | 2022-02-08 | M | D | 578 | $0.00 | 0 | D | $5.81 · — to 2023-02-13 | 578 Common Stock | (F2) The option is fully vested and exercisable. |