Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2022-02-11 00:00:00 ET · period of report 2022-02-04 · accession 0001209191-22-009023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-02-11 | 2021-09-01+ | AWR | TANG EVA G | CFO, Sr. VP | A - Grant | $23.12 | +59.05 | 36.2K | +0.2% | +$1,365 |
| M | 2022-02-11 | 2022-02-04 | AWR | TANG EVA G | CFO, Sr. VP | F - Tax | $89.69 | -296.43 | 36.0K | -0.8% | -$26.6K |
| I | 2022-02-11 | 2022-02-04 | AWR | TANG EVA G | CFO, Sr. VP | A - Grant | $0.00 | +112.69 | 8,172 | +1% | $0 |
| 2022-02-11 | 2022-02-04 | AWR | TANG EVA G | CFO, Sr. VP | D - Sale to Iss | $0.00 | -2.49 | 36.2K | -0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-09-01 | A | A | 7.26 | $93.85 | 36,174.23 | D 401k | — | — | (F1) DER Units credited on 09/01/2020 as dividend at FMV |
| 2 | Common | Common Shares | 2021-09-03 | A | A | 22.53 | $0.00 | 36,196.76 | D | — | — | (F2) Updated DRIP |
| 3 | Common | Common Shares | 2021-12-01 | A | A | 7.27 | $94.10 | 36,204.03 | D | — | — | (F3) DER units credited on 12/01/2021 as dividend at FMV |
| 4 | Common | Common Shares | 2021-12-03 | A | A | 21.99 | $0.00 | 36,226.03 | D | — | — | (F2) Updated DRIP |
| 5 | Common | Common Shares | 2022-02-04 | F | D | 104.58 | $89.69 | 35,927.11 | D | — | — | (F8) 104.5810 shares withheld to satisfy tax liability. |
| 6 | Common | Common Shares | 2022-02-04 | A | A | 112.69 | $0.00 | 8,171.81 | I | — | — | (F5) Updated 401k Information |
| 7 | Common | Common Shares | 2022-02-04 | F | D | 112.36 | $89.69 | 36,111.17 | D | — | — | (F6) 112.3631 shares withheld to satisfy tax liability. |
| 8 | Common | Common Shares | 2022-02-04 | F | D | 79.49 | $89.69 | 36,031.69 | D | — | — | (F7) 79.4875 shares withheld to satisfy tax liability. |
| 9 | Common | Common Shares | 2022-02-04 | D | D | 2.49 | $0.00 | 36,223.54 | D | — | — | (F4) Adjustment due to partial share |