Form 4 for AWR AMERICAN STATES WATER CO

Accepted 2022-02-11 00:00:00 ET · period of report 2022-02-04 · accession 0001209191-22-009024 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-02-11	2021-06-02+	AWR	FARROW GLADYS	VP	A - Grant	$88.65	+17.49	7,089	+0.2%	+$1,550
M	2022-02-11	2022-02-04	AWR	FARROW GLADYS	VP	F - Tax	$89.69	-217.32	6,944	-3%	-$19.5K
	2022-02-11	2022-02-04	AWR	FARROW GLADYS	VP	D - Sale to Iss	$0.00	-2.53	7,087	-0.0%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Shares	2021-06-02	A	A	6.16	$78.85	7,077.97	D	—	—	(F1) DER Units credited on 06/02/2021 as dividend at FMV
2	Common	Common Shares	2021-09-01	A	A	5.66	$93.85	7,083.63	D	—	—	(F2) DER Units credited on 09/01/2021 as dividend at FMV
3	Common	Common Shares	2021-12-01	A	A	5.67	$94.10	7,089.30	D	—	—	(F3) DER units credited on 12/01/2021 as dividend at FMV
4	Common	Common Shares	2022-02-04	F	D	74.93	$89.69	6,869.45	D	—	—	(F7) 74.9307 shares withheld to satisfy tax liability.
5	Common	Common Shares	2022-02-04	F	D	85.11	$89.69	7,001.66	D	—	—	(F5) 85.1105 shares withheld to satisfy tax liability.
6	Common	Common Shares	2022-02-04	F	D	57.28	$89.69	6,944.38	D	—	—	(F6) 57.2794 shares withheld to satisfy tax liability.
7	Common	Common Shares	2022-02-04	D	D	2.53	$0.00	7,086.77	D	—	—	(F4) Adjustment due to partial share