Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2022-02-11 00:00:00 ET · period of report 2022-02-04 · accession 0001209191-22-009025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-11 | 2022-12-01 | AWR | HODGES GRANVILLE R JR | Sr. VP-Ops | A - Grant | $94.10 | +5.48 | 17.8K | +0.0% | +$515.67 | |
| 2022-02-11 | 2022-02-04 | AWR | HODGES GRANVILLE R JR | Sr. VP-Ops | D - Sale to Iss | $0.00 | -4.20 | 17.8K | -0.0% | $0 | |
| M | 2022-02-11 | 2022-02-04 | AWR | HODGES GRANVILLE R JR | Sr. VP-Ops | F - Tax | $89.69 | -153.75 | 17.7K | -0.9% | -$13.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-12-01 | A | A | 5.48 | $94.10 | 17,798.76 | D | — | — | (F1) DER units credited on 12/01/2021 as dividend at FMV |
| 2 | Common | Common Shares | 2022-02-04 | D | D | 4.20 | $0.00 | 17,794.56 | D | — | — | (F2) Adjustment due to partial share |
| 3 | Common | Common Shares | 2022-02-04 | F | D | 52.41 | $89.69 | 17,640.82 | D | — | — | (F5) 52.4053 shares withheld to satisfy tax liability. |
| 4 | Common | Common Shares | 2022-02-04 | F | D | 40.13 | $89.69 | 17,693.22 | D | — | — | (F4) 40.1286 shares withheld to satisfy tax liability. |
| 5 | Common | Common Shares | 2022-02-04 | F | D | 61.21 | $89.69 | 17,733.35 | D | — | — | (F3) 61.2104 shares withheld to satisfy tax liability. |