Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2022-02-11 00:00:00 ET · period of report 2022-02-04 · accession 0001209191-22-009029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-02-11 | 2022-02-04 | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | D - Sale to Iss | $0.00 | -35.64 | 1,186 | -3% | $0 |
| M | 2022-02-11 | 2020-03-02+ | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | A - Grant | $83.18 | +17.76 | 2,511 | +0.7% | +$1,477 |
| M | 2022-02-11 | 2022-02-04 | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | F - Tax | $89.69 | -162.14 | 2,431 | -6% | -$14.5K |
| 2022-02-11 | 2022-02-04 | AWR | Pillai Sunil | VP ENVIRONMENTAL QUALITY | D - Sale to Iss | $0.00 | -1.67 | 2,509 | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-02-04 | D | D | 35.64 | $0.00 | 1,186.17 | I | — | — | (F10) Updated 401k Information |
| 2 | Common | Common Shares | 2020-06-01 | A | A | 0.46 | $81.16 | 2,494.10 | D | — | — | (F2) DER Units credited on 06/02/2020 as dividend at FMV |
| 3 | Common | Common Shares | 2020-03-02 | A | A | 0.46 | $80.49 | 2,493.64 | D 401k | — | — | (F1) DER unites credited on 03/02/2020 as dividend at FMV |
| 4 | Common | Common Shares | 2022-02-04 | F | D | 16.51 | $89.69 | 2,347.13 | D | — | — | (F13) 16.5120 shares withheld to satisfy tax liability. |
| 5 | Common | Common Shares | 2022-02-04 | F | D | 67.80 | $89.69 | 2,363.64 | D | — | — | (F12) 67.7975 shares withheld to satisfy tax liability. |
| 6 | Common | Common Shares | 2022-02-04 | F | D | 77.83 | $89.69 | 2,431.43 | D | — | — | (F11) 77.8282 shares withheld to satisfy tax liability. |
| 7 | Common | Common Shares | 2020-09-01 | A | A | 0.55 | $75.20 | 2,494.65 | D | — | — | (F3) DER Units credited on 09/01/2020 as dividend at FMV |
| 8 | Common | Common Shares | 2022-02-04 | D | D | 1.67 | $0.00 | 2,509.26 | D | — | — | (F9) Adjustment due to partial share |
| 9 | Common | Common Shares | 2020-12-01 | A | A | 0.56 | $74.44 | 2,495.21 | D | — | — | (F4) DER units credited on 12/01/2020 as dividend at FMV |
| 10 | Common | Common Shares | 2021-03-02 | A | A | 4.38 | $71.65 | 2,499.58 | D | — | — | (F5) DER units credited on 03/02/2021 as dividend at FMV |
| 11 | Common | Common Shares | 2021-06-02 | A | A | 4 | $78.85 | 2,503.58 | D | — | — | (F6) DER Units credited on 06/02/2021 as dividend at FMV |
| 12 | Common | Common Shares | 2021-09-01 | A | A | 3.67 | $93.85 | 2,507.25 | D | — | — | (F7) DER Units credited on 09/01/2021 as dividend at FMV |
| 13 | Common | Common Shares | 2021-12-01 | A | A | 3.68 | $94.10 | 2,510.93 | D | — | — | (F8) DER units credited on 12/01/2021 as dividend at FMV |