Form 4 for AWR AMERICAN STATES WATER CO

Accepted 2022-02-11 00:00:00 ET · period of report 2022-02-04 · accession 0001209191-22-009031 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-02-11	2022-02-04	AWR	Kubiak Patrick	VP of Asset Management	F - Tax	$89.69	-42.70	1,090	-4%	-$3,830
	2022-02-11	2022-02-04	AWR	Kubiak Patrick	VP of Asset Management	D - Sale to Iss	$0.00	-0.03	1,133	-0.0%	$0
M	2022-02-11	2021-06-02+	AWR	Kubiak Patrick	VP of Asset Management	A - Grant	$92.68	+1.85	1,133	+0.2%	+$171.45

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Shares	2022-02-04	F	D	13.75	$89.69	1,119.01	D	—	—	(F5) 13.7506 shares withheld to satisfy tax liability.
2	Common	Common Shares	2022-02-04	F	D	12.44	$89.69	1,106.57	D	—	—	(F6) 12.4411 shares withheld to satisfy tax liability.
3	Common	Common Shares	2022-02-04	F	D	16.51	$89.69	1,090.06	D	—	—	(F7) 16.5120 shares withheld to satisfy tax liability.
4	Common	Common Shares	2022-02-04	D	D	0.03	$0.00	1,132.76	D	—	—	(F4) Adjustment due to partial share
5	Common	Common Shares	2021-09-01	A	A	0.16	$93.85	1,131.27	D	—	—	(F2) DER Units credited on 09/01/2020 as dividend at FMV
6	Common	Common Shares	2021-06-02	A	A	0.17	$78.85	1,131.12	D	—	—	(F1) DER Units credited on 06/02/2021 as dividend at FMV
7	Common	Common Shares	2021-12-01	A	A	1.52	$94.10	1,132.80	D	—	—	(F3) DER units credited on 12/01/2021 as dividend at FMV