Form 4 for OSS ONE STOP SYSTEMS, INC.

Accepted 2022-02-11 00:00:00 ET · period of report 2022-02-11 · accession 0001209191-22-009036 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-02-11	2022-02-11	OSS	Morrison John W Jr.	CFO	M - OptEx	—	+2,500	194.2K	+1%	—
D	2022-02-11	2022-02-11	OSS	Morrison John W Jr.	CFO	F - Tax	$4.07	-790	193.5K	-0.4%	-$3,215
D	2022-02-11	2022-02-11	OSS	Morrison John W Jr.	CFO	M - OptEx	$0.00	-2,500	5,000	-33%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-02-11	M	A	2,500	—	194,243	D	—	—	(F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) Includes 110,667 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
2	Common	Common Stock	2022-02-11	F	D	790	$4.07	193,453	D	—	—	(F2) Includes 110,667 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
3	Derivative	Restricted Stock Unit	2022-02-11	M	D	2,500	$0.00	5,000	D	— · — to —	2,500 Common Stock	(F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.