Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2022-02-11 00:00:00 ET · period of report 2022-02-04 · accession 0001209191-22-009037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-11 | 2022-02-04 | AWR | Rowley Paul J | SVP OF Ops | D - Sale to Iss | $0.00 | -2.75 | 2,988 | -0.1% | $0 | |
| I | 2022-02-11 | 2022-02-04 | AWR | Rowley Paul J | SVP OF Ops | D - Sale to Iss | $0.00 | +250.31 | 3,289 | +8% | $0 |
| M | 2022-02-11 | 2022-02-04 | AWR | Rowley Paul J | SVP OF Ops | F - Tax | $89.69 | -245.93 | 2,742 | -8% | -$22.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-02-04 | D | D | 2.75 | $0.00 | 2,987.82 | D 401k | — | — | (F1) Adjustment due to partial share |
| 2 | Common | Common Shares | 2022-02-04 | D | A | 250.31 | $0.00 | 3,289.46 | I | — | — | (F2) Updated 401k Information |
| 3 | Common | Common Shares | 2022-02-04 | F | D | 77.83 | $89.69 | 2,909.99 | D | — | — | (F3) 77.8282 shares withheld to satisfy tax liability. |
| 4 | Common | Common Shares | 2022-02-04 | F | D | 72.83 | $89.69 | 2,837.16 | D | — | — | (F4) 72.8301 shares withheld to satisfy tax liability. |
| 5 | Common | Common Shares | 2022-02-04 | F | D | 95.27 | $89.69 | 2,741.89 | D | — | — | (F5) 95.2733 shares withheld to satisfy tax liability. |