Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2022-02-11 00:00:00 ET · period of report 2022-02-04 · accession 0001209191-22-009039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-02-11 | 2021-06-04+ | AWR | SPROWLS ROBERT J | Pres, CEO | A - Grant | $5.82 | +1,491 | 150.9K | +1.0% | +$8,681 |
| M | 2022-02-11 | 2022-02-04 | AWR | SPROWLS ROBERT J | Pres, CEO | F - Tax | $89.69 | -1,321 | 151.0K | -0.9% | -$118.5K |
| I | 2022-02-11 | 2022-02-04 | AWR | SPROWLS ROBERT J | Pres, CEO | A - Grant | $0.00 | +6.22 | 480.40 | +1% | $0 |
| 2022-02-11 | 2022-02-04 | AWR | SPROWLS ROBERT J | Pres, CEO | D - Sale to Iss | $0.00 | -2.75 | 151.4K | -0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-06-02 | A | A | 34.48 | $78.85 | 149,962.63 | D 401k | — | — | (F1) DER Units credited on 06/02/2021 as dividend at FMV |
| 2 | Common | Common Shares | 2021-09-02 | A | A | 31.70 | $93.85 | 150,484.07 | D | — | — | (F3) DER Units credited on 09/01/2021 as dividend at FMV |
| 3 | Common | Common Shares | 2021-06-04 | A | A | 489.74 | $0.00 | 150,452.38 | D | — | — | (F2) Updated DRIP |
| 4 | Common | Common Shares | 2021-12-03 | A | A | 446.07 | $0.00 | 151,418.98 | D | — | — | (F2) Updated DRIP |
| 5 | Common | Common Shares | 2021-12-01 | A | A | 31.74 | $94.10 | 150,972.91 | D | — | — | (F4) DER units credited on 12/01/2021 as dividend at FMV |
| 6 | Common | Common Shares | 2021-09-03 | A | A | 457.10 | $0.00 | 150,941.17 | D | — | — | (F2) Updated DRIP |
| 7 | Common | Common Shares | 2022-02-04 | F | D | 479.23 | $89.69 | 150,095.55 | D | — | — | (F9) 479.2337 shares withheld to satisfy tax liability. |
| 8 | Common | Common Shares | 2022-02-04 | F | D | 381.83 | $89.69 | 150,574.78 | D | — | — | (F8) 381.8256 shares withheld to satisfy tax liability. |
| 9 | Common | Common Shares | 2022-02-04 | F | D | 459.62 | $89.69 | 150,956.61 | D | — | — | (F7) 459.6184 shares withheld to satisfy tax liability. |
| 10 | Common | Common Shares | 2022-02-04 | A | A | 6.22 | $0.00 | 480.40 | I | — | — | (F6) Updated 401k Information |
| 11 | Common | Common Shares | 2022-02-04 | D | D | 2.75 | $0.00 | 151,416.23 | D | — | — | (F5) Adjustment due to partial share |