Form 4 for MC Moelis & Co
Accepted 2022-02-14 00:00:00 ET · period of report 2022-02-10 · accession 0001209191-22-009088 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-14 | 2022-02-10 | MC | Cantor Eric | Vice COB, MD, Dir | F - Tax | $58.47 | -1,238 | 116.7K | -1% | -$72.4K |
| D | 2022-02-14 | 2022-02-10 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | — | +2,815 | 117.9K | +2% | — |
| DM | 2022-02-14 | 2022-02-10 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | $0.00 | -2,815 | 605.28 | -82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-10 | F | D | 1,238.09 | $58.47 | 116,700 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-02-10 | M | A | 2,815.09 | — | 117,938.09 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 3 | Derivative | 2019 Incentive RSUs (December) | 2022-02-10 | M | D | 628.27 | $0.00 | 2,273.75 | D | — · — to — | 628.27 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 10, 2022. |
| 4 | Derivative | 2018 Incentive RSUs (December) | 2022-02-10 | M | D | 700.40 | $0.00 | 1,604.79 | D | — · — to — | 700.40 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 10, 2022. |
| 5 | Derivative | 2016 Incentive RSUs (December) | 2022-02-10 | M | D | 933.32 | $0.00 | 0 | D | — · — to — | 933.32 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 10, 2022. |
| 6 | Derivative | 2017 Incentive RSUs (December) | 2022-02-10 | M | D | 553.10 | $0.00 | 605.28 | D | — · — to — | 553.10 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 10, 2022. |