Form 4 for TLPH TALPHERA, INC.

Accepted 2022-02-14 00:00:00 ET · period of report 2022-02-11 · accession 0001209191-22-009353 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-02-14	2022-02-11	TLPH	Palmer Pamela P	Chief Medical Off, Dir	F - Tax	$0.4	-7,927	777.2K	-1%	-$3,171
D	2022-02-14	2022-02-11	TLPH	Palmer Pamela P	Chief Medical Off, Dir	A - Grant	$0.00	+122.5K	785.1K	+18%	$0
D	2022-02-14	2022-02-11	TLPH	Palmer Pamela P	Chief Medical Off, Dir	A - Grant	$0.00	+245.0K	245.0K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-02-11	F	D	7,927	$0.4	777,184	D	—	—	(F3) Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.
2	Common	Common Stock	2022-02-11	A	A	122,500	$0.00	785,111	D	—	—	(F1) The restricted stock units shall vest in three equal consecutive annual installments on February 11, 2023, February 11, 2024 and February 11, 2025. (F2) Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.
3	Derivative	Stock Option (Right to Buy)	2022-02-11	A	A	245,000	$0.00	245,000	D	$0.4 · — to 2032-02-11	245,000 Common Stock	(F4) On February 11, 2022, the reporting person was granted an option to purchase 245,000 shares of common stock. One fourth (1/4th) of the option shares shall vest on the one year anniversary of the grant date, and the remaining balance of the option shares shall vest in 36 equal consecutive monthly installments thereafter until fully vested so long as the reporting person remains in continuous service through such applicable vesting periods.