Form 4 for AON Aon plc
Accepted 2022-02-14 00:00:00 ET · period of report 2022-02-11 · accession 0001209191-22-009512 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-14 | 2021-05-17+ | AON | Stevens Lisa | CHRO | L - Small Acq | $277.95 | +6.25 | 1,152 | +0.5% | +$1,737 |
| DM | 2022-02-14 | 2022-02-11 | AON | Stevens Lisa | CHRO | F - Tax | $283.42 | -317 | 1,431 | -18% | -$89.8K |
| DM | 2022-02-14 | 2022-02-11 | AON | Stevens Lisa | CHRO | M - OptEx | — | +881 | 1,560 | +130% | — |
| DM | 2022-02-14 | 2022-02-11 | AON | Stevens Lisa | CHRO | M - OptEx | $0.00 | -881 | 1,018 | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Stock | 2021-05-17 | L | A | 2.22 | $254.27 | 1,107.55 | D | — | — | |
| 2 | Common | Class A Ordinary Stock | 2021-08-16 | L | A | 2.10 | $278.61 | 1,150.39 | D | — | — | (F1) Includes shares acquired under Aon employee stock purchase plan on June 30, 2021. |
| 3 | Common | Class A Ordinary Stock | 2022-02-11 | F | D | 188 | $283.42 | 1,751.24 | D | — | — | |
| 4 | Common | Class A Ordinary Stock | 2022-02-11 | M | A | 508 | — | 1,939.24 | D | — | — | (F2) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. |
| 5 | Common | Class A Ordinary Stock | 2021-11-16 | L | A | 1.93 | $304.46 | 1,152.32 | D | — | — | |
| 6 | Common | Class A Ordinary Stock | 2022-02-11 | M | A | 373 | — | 1,560.24 | D | — | — | (F2) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. (F3) Includes shares acquired under Aon employee stock purchase plan on December 31, 2021. |
| 7 | Common | Class A Ordinary Stock | 2022-02-11 | F | D | 129 | $283.42 | 1,431.24 | D | — | — | |
| 8 | Derivative | Restrictive Share Unit (Right to Receive) | 2022-02-11 | M | D | 373 | $0.00 | 373 | D | — · — to 2023-02-13 | 373 Class A Ordinary Shares | (F5) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. (F6) A restricted share unit award was granted on February 13, 2020 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |
| 9 | Derivative | Restricted Share Unit (Right to Receive) | 2022-02-11 | M | D | 508 | $0.00 | 1,018 | D | — · — to 2024-02-11 | 508 Class A Ordinary Shares | (F5) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. (F7) A restricted share unit award was granted on February 11, 2021 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |