Form 4 for SO Southern Company
Accepted 2022-02-14 00:00:00 ET · period of report 2022-02-11 · accession 0001209191-22-009536 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-14 | 2022-02-11 | SO | Daiss Ann P | Comptroller | M - OptEx | $0.00 | +1,559 | 14.6K | +12% | $0 |
| DM | 2022-02-14 | 2022-02-11 | SO | Daiss Ann P | Comptroller | F - Tax | $66.79 | -738 | 14.0K | -5% | -$49.3K |
| DM | 2022-02-14 | 2022-02-11 | SO | Daiss Ann P | Comptroller | M - OptEx | $0.00 | -1,398 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Southern Company Common Stock | 2022-02-11 | M | A | 912 | $0.00 | 14,434.03 | D | — | — | (F1) Shares acquired upon vesting of final 1/3 of restricted stock units granted on February 11, 2019. Includes 109 accrued dividend equivalent units. |
| 2 | Common | Southern Company Common Stock | 2022-02-11 | F | D | 289 | $66.79 | 14,343.03 | D | — | — | (F2) Shares withheld to satisfy required state and federal tax withholding requirements. |
| 3 | Common | Southern Company Common Stock | 2022-02-11 | M | A | 647 | $0.00 | 14,632.03 | D | — | — | (F3) Shares acquired upon vesting of second 1/3 of restricted stock units granted on February 11, 2020. Includes 52 accrued dividend equivalent units. |
| 4 | Common | Southern Company Common Stock | 2022-02-11 | F | D | 449 | $66.79 | 13,985.03 | D | — | — | (F2) Shares withheld to satisfy required state and federal tax withholding requirements. |
| 5 | Derivative | Southern Co Restricted Stock Units | 2022-02-11 | M | D | 595 | $0.00 | 596 | D | $0.00 · — to — | 595 Southern Company Common Stock | (F5) Represents second 1/3 of restricted stock units granted on February 11, 2020. The remaining 1/3 of the award will vest in 2023. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements. |
| 6 | Derivative | Southern Co Restricted Stock Units | 2022-02-11 | M | D | 803 | $0.00 | 0 | D | $0.00 · — to — | 803 Southern Company Common Stock | (F4) Represents final 1/3 of restricted stock units granted on February 11, 2019. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements. |