Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-11 · accession 0001209191-22-009687 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-02-15 | 2022-02-11+ | UEIC | ARLING PAUL D | CEO, Dir | M - OptEx | — | +9,786 | 234.4K | +4% | — |
| DMI | 2022-02-15 | 2022-02-11+ | UEIC | ARLING PAUL D | CEO, Dir | F - Tax | $35.32 | -4,780 | 233.4K | -2% | -$168.8K |
| DM | 2022-02-15 | 2022-02-11+ | UEIC | ARLING PAUL D | CEO, Dir | M - OptEx | $0.00 | -9,786 | 50.8K | -16% | $0 |
| D | 2022-02-15 | 2022-02-12 | UEIC | ARLING PAUL D | CEO, Dir | J - Other | $65.54 | -32.3K | 425.5K | -7% | -$2.12M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-11 | M | A | 5,890 | — | 234,332 | I By Trust (See Footnot #2) | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F2) These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. |
| 2 | Common | Common Stock | 2022-02-11 | F | D | 2,936 | $35.32 | 231,396 | I By Trust (See Footnote #2) | — | — | (F3) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F4) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. (F2) These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. |
| 3 | Common | Common Stock | 2022-02-12 | M | A | 1,895 | — | 233,291 | I By Trust (See Footnote #2) | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F2) These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. |
| 4 | Common | Common Stock | 2022-02-12 | F | D | 897 | $35.32 | 232,394 | I By Trust (See Footnote #2) | — | — | (F3) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F4) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. (F2) These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. |
| 5 | Common | Common Stock | 2022-02-13 | M | A | 2,001 | — | 234,395 | I By Trust (See Footnote #2) | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F2) These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. |
| 6 | Common | Common Stock | 2022-02-13 | F | D | 947 | $35.32 | 233,448 | I By Trust (See Footnote #2) | — | — | (F3) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F4) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. (F2) These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. |
| 7 | Derivative | Restricted Stock Units | 2022-02-12 | M | D | 1,895 | $0.00 | 52,763 | D | — · — to — | 1,895 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F5) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| 8 | Derivative | Restricted Stock Units | 2022-02-11 | M | D | 5,890 | $0.00 | 54,658 | D | — · — to — | 5,890 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F5) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| 9 | Derivative | Employee Stock Option (Rt to Buy) | 2022-02-12 | J | D | 32,295 | $65.54 | 425,520 | D | $65.54 · 2016-02-12 to 2022-02-12 | 32,295 Common Stock | (F6) These Stock Options expired without exercise. (F7) This figure represents an aggregate number of stock options held by Reporting Person. |
| 10 | Derivative | Restricted Stock Units | 2022-02-13 | M | D | 2,001 | $0.00 | 50,762 | D | — · — to — | 2,001 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F5) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |