Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-12 · accession 0001209191-22-009690 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-15 | 2022-02-13 | UEIC | Chong David Cheung Hyen | EVP -Asia | M - OptEx | — | +615 | 16.3K | +4% | — |
| D | 2022-02-15 | 2022-02-12 | UEIC | Chong David Cheung Hyen | EVP -Asia | J - Other | $65.54 | -11.1K | 58.2K | -16% | -$727.5K |
| D | 2022-02-15 | 2022-02-13 | UEIC | Chong David Cheung Hyen | EVP -Asia | M - OptEx | $0.00 | -615 | 7,116 | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-13 | M | A | 615 | — | 16,345 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 2 | Derivative | Employee Stock Option (Rt. to Buy) | 2022-02-12 | J | D | 11,100 | $65.54 | 58,205 | D | $65.54 · 2016-02-12 to 2022-02-12 | 11,100 Common Stock | (F3) These stock options expired without exercise. (F4) This figure represents an aggregate number of stock options held by Reporting Person. |
| 3 | Derivative | Restricted Stock Units | 2022-02-13 | M | D | 615 | $0.00 | 7,116 | D | — · — to — | 615 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F5) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |