Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-11 · accession 0001209191-22-009692 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-15 | 2022-02-11+ | UEIC | Hackworth Bryan M | SVP, CFO | F - Tax | $35.32 | -1,838 | 50.8K | -3% | -$64.9K |
| DM | 2022-02-15 | 2022-02-11+ | UEIC | Hackworth Bryan M | SVP, CFO | M - OptEx | — | +3,148 | 51.8K | +6% | — |
| D | 2022-02-15 | 2022-02-12 | UEIC | Hackworth Bryan M | SVP, CFO | J - Other | $65.54 | -10.1K | 150.5K | -6% | -$661.6K |
| DM | 2022-02-15 | 2022-02-11+ | UEIC | Hackworth Bryan M | SVP, CFO | M - OptEx | $0.00 | -3,148 | 15.7K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-13 | F | D | 525 | $35.32 | 51,452 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 2 | Common | Common Stock | 2022-02-13 | M | A | 923 | — | 51,977 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 3 | Common | Common Stock | 2022-02-12 | F | D | 320 | $35.32 | 51,054 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 4 | Common | Common Stock | 2022-02-12 | M | A | 542 | — | 51,374 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 5 | Common | Common Stock | 2022-02-11 | F | D | 993 | $35.32 | 50,832 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 6 | Common | Common Stock | 2022-02-11 | M | A | 1,683 | — | 51,825 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 7 | Derivative | Employee Stock Option (Rt. To Buy) | 2022-02-12 | J | D | 10,095 | $65.54 | 150,470 | D | $65.54 · 2016-02-12 to 2022-02-12 | 10,095 Common Stock | (F5) These stock options expired without exercise. (F6) This figure represents an aggregate number of stock options held by Reporting Person. |
| 8 | Derivative | Restricted Stock Units | 2022-02-13 | M | D | 923 | $0.00 | 14,212 | D | — · — to — | 923 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| 9 | Derivative | Restricted Stock Units | 2022-02-12 | M | D | 542 | $0.00 | 15,135 | D | — · — to — | 542 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| 10 | Derivative | Restricted Stock Units | 2022-02-11 | M | D | 1,683 | $0.00 | 15,677 | D | — · — to — | 1,683 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |