Form 4 for AON Aon plc
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-11 · accession 0001209191-22-009972 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-15 | 2022-02-11+ | AON | Davies Christa | CFO | M - OptEx | — | +2,118 | 200.7K | +1% | — |
| DM | 2022-02-15 | 2022-02-11+ | AON | Davies Christa | CFO | F - Tax | $281.58 | -836 | 200.2K | -0.4% | -$235.4K |
| D | 2022-02-15 | 2022-02-14 | AON | Davies Christa | CFO | S - Sale+OE | $283.72 | -616 | 199.6K | -0.3% | -$174.8K |
| DM | 2022-02-15 | 2022-02-11+ | AON | Davies Christa | CFO | M - OptEx | $0.00 | -2,118 | 2,036 | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Stock | 2022-02-11 | M | A | 1,017 | — | 200,588 | D | — | — | (F1) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. |
| 2 | Common | Class A Ordinary Stock | 2022-02-14 | F | D | 435 | $279.88 | 200,237 | D | — | — | |
| 3 | Common | Class A Ordinary Stock | 2022-02-11 | F | D | 401 | $283.42 | 200,187 | D | — | — | |
| 4 | Common | Class A Ordinary Stock | 2022-02-14 | S | D | 616 | $283.72 | 199,571 | D | — | — | (F3) The transaction reported was effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2021. |
| 5 | Common | Class A Ordinary Stock | 2022-02-14 | M | A | 1,101 | — | 200,672 | D | — | — | (F1) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. |
| 6 | Derivative | Restrictive Share Unit (Right to Receive) | 2022-02-14 | M | D | 1,101 | $0.00 | 0 | D | — · — to 2022-02-14 | 1,101 Class A Ordinary Shares | (F4) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. (F6) A restricted share unit award was granted on February 14, 2019 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |
| 7 | Derivative | Restricted Share Unit (Right to Receive) | 2022-02-11 | M | D | 1,017 | $0.00 | 2,036 | D | — · — to 2024-02-11 | 1,017 Class A Ordinary Shares | (F4) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. (F5) A restricted share unit award was granted on February 11, 2021 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |