Form 4 for HLIT HARMONIC INC.
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001209191-22-011030 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-17 | 2022-02-15 | HLIT | Haltmayer Neven | SVP, Video R, D | F - Tax | $9.43 | -24.5K | 161.7K | -13% | -$231.3K |
| DM | 2022-02-17 | 2022-02-15 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $0.00 | +45.5K | 166.6K | +38% | $0 |
| DM | 2022-02-17 | 2022-02-15 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $0.00 | -45.5K | 29.6K | -61% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | F | D | 3,948 | $9.43 | 165,142 | D | — | — | (F2) Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| 2 | Common | Common Stock | 2022-02-15 | F | D | 15,689 | $9.43 | 179,253 | D | — | — | (F2) Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| 3 | Common | Common Stock | 2022-02-15 | M | A | 29,800 | $0.00 | 194,942 | D | — | — | (F4) These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/16/2021, and were identified on a Form 4 filed by the Reporting Person on 2/18/2021. |
| 4 | Common | Common Stock | 2022-02-15 | M | A | 7,400 | $0.00 | 169,090 | D | — | — | (F3) These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on 2/26/2020. |
| 5 | Common | Common Stock | 2022-02-15 | M | A | 8,334 | $0.00 | 166,582 | D | — | — | (F1) These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. |
| 6 | Common | Common Stock | 2022-02-15 | F | D | 4,892 | $9.43 | 161,690 | D | — | — | (F2) Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| 7 | Derivative | Restricted Stock Units | 2022-02-15 | M | D | 8,334 | $0.00 | 0 | D | $0.00 · 2020-02-15 to 2022-02-15 | 8,334 Common Stock | |
| 8 | Derivative | Restricted Stock Units | 2022-02-15 | M | D | 29,800 | $0.00 | 59,600 | D | $0.00 · 2022-02-15 to 2024-02-15 | 29,800 Common Stock | |
| 9 | Derivative | Restricted Stock Units | 2022-02-15 | M | D | 7,400 | $0.00 | 29,600 | D | $0.00 · 2021-02-15 to 2023-02-15 | 7,400 Common Stock |