InsiderTrades

Form 4 for BKKT Bakkt, Inc.

Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001209191-22-011042 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2022-02-17 2022-02-15 BKKT O'Prey Daniel EVP, Digital Assets A - Grant $0.00 +87.5K 287.5K +44% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2022-02-15 A A 87,491 $0.00 287,491 D — — (F1) These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuing employment with the Issuer, the RSU will vest in three equal annual installments on the first three anniversaries of February 1, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date. (F2) Includes 287,491 shares of Class A Common Stock subject to RSUs that remain subject to vesting.