Form 4 for APO Apollo Global Management
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001209191-22-011075 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-17 | 2022-02-15 | APO | KLEINMAN SCOTT | Co-Pres (See Remarks), Dir | A - Grant | $68.99 | +22.1K | 5.01M | +0.4% | +$1.52M | |
| I | 2022-02-17 | 2022-02-15 | APO | KLEINMAN SCOTT | Co-Pres (See Remarks), Dir | A - Grant | $68.99 | +22.2K | 410.8K | +6% | +$1.53M |
| 2022-02-17 | 2022-02-16 | APO | KLEINMAN SCOTT | Co-Pres (See Remarks), Dir | F - Tax | $65.63 | -81.9K | 4.93M | -2% | -$5.37M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | A | A | 22,051 | $68.99 | 5,007,656 | D KRT Investments IX LLC | — | — | (F1) Represents restricted shares of common stock of the Issuer issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date. (F2) Reported amount includes 4,979,305 vested and unvested restricted stock units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. (F3) Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest. The amount reported as held by Investments IX includes 346,945 restricted shares, which Investments IX received from the reporting person following the implementation of the exchange previously disclosed on a Form 4 filed by the reporting person on December 3, 2021, which exchange reduced the shares eligible to be delivered under the reporting person's vested RSUs by an equal amount. |
| 2 | Common | Common Stock | 2022-02-15 | A | A | 22,190 | $68.99 | 410,811 | I | — | — | (F1) Represents restricted shares of common stock of the Issuer issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date. |
| 3 | Common | Common Stock | 2022-02-16 | F | D | 81,875 | $65.63 | 4,925,781 | D | — | — | (F4) Consists of shares withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares that were granted under the Plan. (F5) Reported amount includes 4,814,654 vested and unvested RSUs. |