Form 4 for WATT Energous Corp
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001209191-22-011082 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-17 | 2022-02-16 | WATT | Johnston Cesar | CEO | A - Grant | $0.00 | +150.0K | 759.0K | +25% | $0 |
| D | 2022-02-17 | 2022-02-15 | WATT | Johnston Cesar | CEO | S - Sale | $1.23 | -13.2K | 609.0K | -2% | -$16.2K |
| D | 2022-02-17 | 2022-02-16 | WATT | Johnston Cesar | CEO | A - Grant | $0.00 | +300.0K | 300.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-16 | A | A | 150,000 | $0.00 | 758,961 | D | — | — | (F2) Represents restricted stock units ("RSUs") that will vest as to 1/3 of the award on 12/06/2022, with the remaining 2/3 of the award vesting quarterly in equal increments until the RSUs are fully vested on 12/06/2024, subject the Reporting Person's continued service to the Issuer through each vesting date. (F3) Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. |
| 2 | Common | Common Stock | 2022-02-15 | S | D | 13,181 | $1.23 | 608,961 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-02-16 | A | A | 300,000 | $0.00 | 300,000 | D | $1.27 · — to 2032-02-15 | 300,000 Common Stock | (F4) The option will vest as to 50% of the award on 12/06/2023, and 25% of the award will vest on each of 12/06/2024 and 12/06/2025, subject the Reporting Person's continued service to the Issuer through each vesting date. |