Form 4 for MMI Marcus & Millichap, Inc.

Accepted 2022-02-18 00:00:00 ET · period of report 2022-02-16 · accession 0001209191-22-011382 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2022-02-18	2022-02-16	MMI	Schwarz Kurt Henry	CAO	F - Tax	$48.12	-54	5,842	-0.9%	-$2,598
DI	2022-02-18	2022-02-16	MMI	Schwarz Kurt Henry	CAO	M - OptEx	—	+130	5,601	+2%	—
D	2022-02-18	2022-02-16	MMI	Schwarz Kurt Henry	CAO	M - OptEx	$0.00	-130	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-02-16	F	D	54	$48.12	5,842	I By Trust	—	—	(F3) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on February 16, 2022. (F4) Includes 295 shares purchased under the issuer's ESPP. (F2) Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.
2	Common	Common Stock	2022-02-16	M	A	130	—	5,601	I By Trust	—	—	(F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F2) Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.
3	Derivative	Restricted Stock Units	2022-02-16	M	D	130	$0.00	0	D	— · — to 2027-02-16	130 Common Stock	(F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F5) The restricted stock units vested in five equal annual installments beginning February 16, 2020.