Form 4 for MMI Marcus & Millichap, Inc.
Accepted 2022-02-18 00:00:00 ET · period of report 2022-02-16 · accession 0001209191-22-011384 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-18 | 2022-02-16 | MMI | Matricaria Richard D. | EVP, COO - Western Division | F - Tax | $48.12 | -410 | 700 | -37% | -$19.7K |
| D | 2022-02-18 | 2022-02-16 | MMI | Matricaria Richard D. | EVP, COO - Western Division | M - OptEx | — | +997 | 1,110 | +882% | — |
| D | 2022-02-18 | 2022-02-16 | MMI | Matricaria Richard D. | EVP, COO - Western Division | M - OptEx | $0.00 | -997 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-16 | F | D | 410 | $48.12 | 700 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on February 16, 2022. |
| 2 | Common | Common Stock | 2022-02-16 | M | A | 997 | — | 1,110 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 3 | Derivative | Restricted Stock Units | 2022-02-16 | M | D | 997 | $0.00 | 0 | D | — · — to 2027-02-16 | 997 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) The restricted stock units vested in five equal annual installments beginning February 16, 2018. |