Form 4 for AON Aon plc
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0001209191-22-011952 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-22 | 2022-02-18 | AON | Davies Christa | CFO | S - Sale | $282.51 | -32.9K | 231.8K | -12% | -$9.31M |
| D | 2022-02-22 | 2022-02-17 | AON | Davies Christa | CFO | F - Tax | $281.04 | -21.4K | 232.5K | -8% | -$6.03M |
| D | 2022-02-22 | 2022-02-17 | AON | Davies Christa | CFO | A - Grant | — | +54.4K | 254.0K | +27% | — |
| D | 2022-02-22 | 2022-02-17 | AON | Davies Christa | CFO | A - Grant | $0.00 | +2,615 | 2,615 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Stock | 2022-02-18 | S | D | 9,137 | $283.05 | 206,403 | D | — | — | (F7) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $282.50 to $283.49, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. (F4) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2021. |
| 2 | Common | Class A Ordinary Stock | 2022-02-18 | S | D | 5,206 | $283.87 | 201,197 | D | — | — | (F8) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $283.50 to $284.47, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. (F4) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2021. |
| 3 | Common | Class A Ordinary Stock | 2022-02-18 | S | D | 1,626 | $284.77 | 199,571 | D | — | — | (F9) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $284.58 to $285.15, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. (F4) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2021. |
| 4 | Common | Class A Ordinary Stock | 2022-02-18 | S | D | 11,639 | $281.93 | 215,540 | D | — | — | (F6) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $281.46 to $282.41, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. (F4) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2021. |
| 5 | Common | Class A Ordinary Stock | 2022-02-18 | S | D | 4,584 | $280.99 | 227,179 | D | — | — | (F5) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $280.44 to $281.42, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. (F4) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2021. |
| 6 | Common | Class A Ordinary Stock | 2022-02-17 | F | D | 21,442 | $281.04 | 232,513 | D | — | — | |
| 7 | Common | Class A Ordinary Stock | 2022-02-18 | S | D | 750 | $279.93 | 231,763 | D | — | — | (F3) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $279.43 to $280.40, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. (F4) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2021. |
| 8 | Common | Class A Ordinary Stock | 2022-02-17 | A | A | 54,384 | — | 253,955 | D | — | — | (F1) Represents Class A Ordinary Shares issued upon the settlement of performance share unit awards originally granted approximately three years ago under the fourteenth cycle of the Company's Leadership Performance Program. The number of shares issued was determined by the Organization and Compensation Committee of the Board of Directors on February 17, 2022, based on the Company's performance for the period from January 1, 2019 to December 31, 2021. |
| 9 | Derivative | Restricted Share Unit (Right to Receive) | 2022-02-17 | A | A | 2,615 | $0.00 | 2,615 | D | — · — to 2025-02-17 | 2,615 Class A Ordinary Shares | (F10) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. (F11) The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant. |