Form 4 for PNW Pinnacle West Capital
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-18 · accession 0001209191-22-012098 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-18 | PNW | Cooper Andrew D | VP, Treas | D - Sale to Iss | $68.92 | -285 | 67 | -81% | -$19.6K |
| DM | 2022-02-23 | 2022-02-18 | PNW | Cooper Andrew D | VP, Treas | M - OptEx | — | +569 | 187 | New | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | Cooper Andrew D | VP, Treas | F - Tax | $68.92 | -144 | 225 | -39% | -$9,924 |
| D | 2022-02-23 | 2022-02-18 | PNW | Cooper Andrew D | VP, Treas | A - Grant | — | +18 | 234 | +8% | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | Cooper Andrew D | VP, Treas | M - OptEx | — | -569 | 480 | -54% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-18 | D | D | 165 | $68.92 | 130 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-18 | M | A | 164 | — | 294 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 3 | Common | Common Stock | 2022-02-18 | F | D | 78 | $68.92 | 216 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-18 | A | A | 18 | — | 234 | D | — | — | (F3) Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2020 and 2021 Restricted Stock Unit grants. |
| 5 | Common | Common Stock | 2022-02-18 | M | A | 165 | — | 295 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 6 | Common | Common Stock | 2022-02-18 | M | A | 120 | — | 187 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 7 | Common | Common Stock | 2022-02-18 | D | D | 120 | $68.92 | 67 | D | — | — | |
| 8 | Common | Common Stock | 2022-02-18 | M | A | 120 | — | 187 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 9 | Common | Common Stock | 2022-02-18 | F | D | 57 | $68.92 | 130 | D | — | — | |
| 10 | Common | Common Stock | 2022-02-18 | F | D | 9 | $68.92 | 225 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 329 | — | 987 | D | — · — to — | 329 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F5) The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022. |
| 12 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 240 | — | 480 | D | — · — to — | 240 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F4) The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021. |