Form 4 for PNW Pinnacle West Capital
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-18 · accession 0001209191-22-012104 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-18 | PNW | Geisler Theodore N | SVP, CFO | M - OptEx | — | +2,229 | 1,833 | New | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | Geisler Theodore N | SVP, CFO | F - Tax | $68.85 | -1,135 | 517 | -69% | -$78.1K |
| DI | 2022-02-23 | 2022-02-18 | PNW | Geisler Theodore N | SVP, CFO | G - Gift | — | +1,282 | 5,652 | +29% | — |
| D | 2022-02-23 | 2022-02-18 | PNW | Geisler Theodore N | SVP, CFO | A - Grant | — | +188 | 1,373 | +16% | — |
| D | 2022-02-23 | 2022-02-18 | PNW | Geisler Theodore N | SVP, CFO | G - Gift | — | -1,282 | 6 | -100% | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | Geisler Theodore N | SVP, CFO | M - OptEx | — | -2,229 | 194 | -92% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-18 | M | A | 227 | — | 233 | D by trust | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 2 | Common | Common Stock | 2022-02-18 | F | D | 100 | $68.92 | 133 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-18 | M | A | 194 | — | 327 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 4 | Common | Common Stock | 2022-02-18 | F | D | 87 | $68.92 | 240 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-18 | M | A | 492 | — | 732 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 6 | Common | Common Stock | 2022-02-18 | G | A | 1,282 | — | 5,652 | I | — | — | (F4) The reporting person gifted the shares received on February 18, 2022 to a revocable family trust. |
| 7 | Common | Common Stock | 2022-02-18 | M | A | 1,316 | — | 1,833 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 8 | Common | Common Stock | 2022-02-18 | F | D | 648 | $68.92 | 1,185 | D | — | — | |
| 9 | Common | Common Stock | 2022-02-18 | A | A | 188 | — | 1,373 | D | — | — | (F3) Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018, 2019, 2020 and 2021 Restricted Stock Unit grants. |
| 10 | Common | Common Stock | 2022-02-18 | F | D | 85 | $67.92 | 1,288 | D | — | — | |
| 11 | Common | Common Stock | 2022-02-18 | G | D | 1,282 | — | 6 | D | — | — | (F4) The reporting person gifted the shares received on February 18, 2022 to a revocable family trust. |
| 12 | Common | Common Stock | 2022-02-18 | F | D | 215 | $68.92 | 517 | D | — | — | |
| 13 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 227 | — | 0 | D | — · — to — | 227 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F5) The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019. |
| 14 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 1,316 | — | 3,948 | D | — · — to — | 1,316 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F8) The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022. |
| 15 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 492 | — | 984 | D | — · — to — | 492 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F7) The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021. |
| 16 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 194 | — | 194 | D | — · — to — | 194 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F6) The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. |