Form 4 for PNW Pinnacle West Capital
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-18 · accession 0001209191-22-012107 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-18 | PNW | GULDNER JEFFREY B. | COB, Pres, CEO, Dir | D - Sale to Iss | $68.92 | -4,566 | 25.3K | -15% | -$314.7K |
| D | 2022-02-23 | 2022-02-18 | PNW | GULDNER JEFFREY B. | COB, Pres, CEO, Dir | A - Grant | — | +190 | 27.8K | +0.7% | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | GULDNER JEFFREY B. | COB, Pres, CEO, Dir | M - OptEx | — | +8,404 | 29.2K | +40% | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | GULDNER JEFFREY B. | COB, Pres, CEO, Dir | F - Tax | $68.92 | -1,711 | 27.6K | -6% | -$117.9K |
| DM | 2022-02-23 | 2022-02-18 | PNW | GULDNER JEFFREY B. | COB, Pres, CEO, Dir | M - OptEx | — | -8,404 | 4,790 | -64% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-18 | D | D | 1,490 | $68.92 | 25,338 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-18 | A | A | 190 | — | 27,750 | D | — | — | (F3) Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018, 2019, 2020 and 2021 Restricted Stock Unit grants. |
| 3 | Common | Common Stock | 2022-02-18 | M | A | 681 | — | 26,019 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 4 | Common | Common Stock | 2022-02-18 | D | D | 681 | $68.92 | 25,338 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-18 | M | A | 1,490 | — | 26,828 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 6 | Common | Common Stock | 2022-02-18 | F | D | 95 | $68.92 | 27,655 | D | — | — | |
| 7 | Common | Common Stock | 2022-02-18 | M | A | 2,395 | — | 27,733 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 8 | Common | Common Stock | 2022-02-18 | D | D | 2,395 | $68.92 | 25,338 | D | — | — | |
| 9 | Common | Common Stock | 2022-02-18 | M | A | 3,838 | — | 29,176 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 10 | Common | Common Stock | 2022-02-18 | F | D | 1,616 | $68.92 | 27,560 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 1,490 | — | 1,490 | D | — · — to — | 1,490 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F5) The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. |
| 12 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 681 | — | 0 | D | — · — to — | 681 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F4) The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019. |
| 13 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 3,838 | — | 11,514 | D | — · — to — | 3,838 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F7) The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022. |
| 14 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 2,395 | — | 4,790 | D | — · — to — | 2,395 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F6) The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021. |