Form 4 for PNW Pinnacle West Capital
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-18 · accession 0001209191-22-012110 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-18 | PNW | Lacal Maria L | EVP, CNO, PVGS, APS | M - OptEx | — | +2,026 | 24.6K | +9% | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | Lacal Maria L | EVP, CNO, PVGS, APS | F - Tax | $68.92 | -772 | 24.2K | -3% | -$53.2K |
| D | 2022-02-23 | 2022-02-18 | PNW | Lacal Maria L | EVP, CNO, PVGS, APS | D - Sale to Iss | $68.92 | -395 | 24.2K | -2% | -$27.2K |
| D | 2022-02-23 | 2022-02-18 | PNW | Lacal Maria L | EVP, CNO, PVGS, APS | A - Grant | — | +198 | 24.7K | +0.8% | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | Lacal Maria L | EVP, CNO, PVGS, APS | M - OptEx | — | -2,026 | 331 | -86% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-18 | M | A | 389 | — | 23,910 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 2 | Common | Common Stock | 2022-02-18 | F | D | 161 | $68.92 | 23,749 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-18 | M | A | 331 | — | 24,080 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 4 | Common | Common Stock | 2022-02-18 | F | D | 137 | $68.92 | 23,943 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-18 | M | A | 516 | — | 24,459 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 6 | Common | Common Stock | 2022-02-18 | F | D | 98 | $68.92 | 24,578 | D | — | — | |
| 7 | Common | Common Stock | 2022-02-18 | M | A | 395 | — | 24,641 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 8 | Common | Common Stock | 2022-02-18 | D | D | 395 | $68.92 | 24,246 | D | — | — | |
| 9 | Common | Common Stock | 2022-02-18 | M | A | 395 | — | 24,641 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 10 | Common | Common Stock | 2022-02-18 | F | D | 163 | $68.92 | 24,478 | D | — | — | |
| 11 | Common | Common Stock | 2022-02-18 | A | A | 198 | — | 24,676 | D | — | — | (F3) Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018, 2019, 2020 and 2021 Restricted Stock Unit grants. |
| 12 | Common | Common Stock | 2022-02-18 | F | D | 213 | $68.92 | 24,246 | D | — | — | |
| 13 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 389 | — | 0 | D | — · — to — | 389 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F4) The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019. |
| 14 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 790 | — | 2,370 | D | — · — to — | 790 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F7) The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022. |
| 15 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 516 | — | 1,032 | D | — · — to — | 516 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F6) The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021. |
| 16 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 331 | — | 331 | D | — · — to — | 331 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F5) The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. |