Form 4 for PNW Pinnacle West Capital
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-18 · accession 0001209191-22-012112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-18 | PNW | Lockwood Barbara D | SVP, Public Policy, APS | M - OptEx | — | +1,412 | 3,833 | +58% | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | Lockwood Barbara D | SVP, Public Policy, APS | D - Sale to Iss | $68.92 | -1,412 | 3,489 | -29% | -$97.3K |
| DM | 2022-02-23 | 2022-02-18 | PNW | Lockwood Barbara D | SVP, Public Policy, APS | M - OptEx | — | -1,412 | 1,581 | -47% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-18 | M | A | 527 | — | 4,016 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 2 | Common | Common Stock | 2022-02-18 | D | D | 527 | $68.92 | 3,489 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-18 | D | D | 344 | $68.92 | 3,489 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-18 | D | D | 249 | $68.92 | 3,489 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-18 | M | A | 249 | — | 3,738 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 6 | Common | Common Stock | 2022-02-18 | D | D | 292 | $68.92 | 3,489 | D | — | — | |
| 7 | Common | Common Stock | 2022-02-18 | M | A | 292 | — | 3,781 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 8 | Common | Common Stock | 2022-02-18 | M | A | 344 | — | 3,833 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 9 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 292 | — | 0 | D | — · — to — | 292 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F2) The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019. |
| 10 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 249 | — | 249 | D | — · — to — | 249 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F3) The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. |
| 11 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 344 | — | 688 | D | — · — to — | 344 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F4) The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021. |
| 12 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 527 | — | 1,581 | D | — · — to — | 527 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F5) The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022. |