Form 4 for PNW Pinnacle West Capital
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-18 · accession 0001209191-22-012114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-18 | PNW | Smith Robert Edgar | EVP, GC, CDO | F - Tax | $68.92 | -814 | 5,105 | -14% | -$56.1K |
| DM | 2022-02-23 | 2022-02-18 | PNW | Smith Robert Edgar | EVP, GC, CDO | M - OptEx | — | +2,360 | 5,336 | +79% | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | Smith Robert Edgar | EVP, GC, CDO | D - Sale to Iss | $68.92 | -821 | 4,859 | -14% | -$56.6K |
| D | 2022-02-23 | 2022-02-18 | PNW | Smith Robert Edgar | EVP, GC, CDO | A - Grant | — | +165 | 5,270 | +3% | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | Smith Robert Edgar | EVP, GC, CDO | M - OptEx | — | -2,360 | 1,376 | -63% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-18 | F | D | 75 | $68.92 | 5,195 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-18 | M | A | 718 | — | 5,023 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F2) This total includes 127 shares that were acquired over time under a dividend reinvestment program and that were not reported on prior Form 4's. |
| 3 | Common | Common Stock | 2022-02-18 | F | D | 358 | $68.92 | 4,665 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-18 | M | A | 344 | — | 5,009 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 5 | Common | Common Stock | 2022-02-18 | D | D | 344 | $68.92 | 4,665 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-18 | M | A | 344 | — | 5,009 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 7 | Common | Common Stock | 2022-02-18 | F | D | 150 | $68.92 | 4,859 | D | — | — | |
| 8 | Common | Common Stock | 2022-02-18 | M | A | 477 | — | 5,336 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 9 | Common | Common Stock | 2022-02-18 | A | A | 165 | — | 5,270 | D | — | — | (F4) Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2019, 2020 and 2021 Restricted Stock Unit grants. |
| 10 | Common | Common Stock | 2022-02-18 | F | D | 231 | $68.92 | 5,105 | D | — | — | |
| 11 | Common | Common Stock | 2022-02-18 | D | D | 477 | $68.92 | 4,859 | D | — | — | |
| 12 | Common | Common Stock | 2022-02-18 | M | A | 477 | — | 5,336 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 13 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 718 | — | 718 | D | — · — to — | 718 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F5) The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. |
| 14 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 954 | — | 2,862 | D | — · — to — | 954 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F7) The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022. |
| 15 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 688 | — | 1,376 | D | — · — to — | 688 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F6) The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021. |