Form 4 for PNW Pinnacle West Capital
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-18 · accession 0001209191-22-012116 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-18 | PNW | Tetlow Jacob | EVP, Ops, APS | M - OptEx | — | +1,419 | 2,245 | +172% | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | Tetlow Jacob | EVP, Ops, APS | F - Tax | $68.92 | -712 | 2,150 | -25% | -$49.1K |
| D | 2022-02-23 | 2022-02-18 | PNW | Tetlow Jacob | EVP, Ops, APS | D - Sale to Iss | $68.92 | -88 | 2,569 | -3% | -$6,065 |
| D | 2022-02-23 | 2022-02-18 | PNW | Tetlow Jacob | EVP, Ops, APS | A - Grant | — | +132 | 2,746 | +5% | — |
| DM | 2022-02-23 | 2022-02-18 | PNW | Tetlow Jacob | EVP, Ops, APS | M - OptEx | — | -1,419 | 528 | -73% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-18 | M | A | 295 | — | 2,445 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 2 | Common | Common Stock | 2022-02-18 | F | D | 111 | $68.92 | 2,051 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-18 | M | A | 527 | — | 2,827 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 4 | Common | Common Stock | 2022-02-18 | F | D | 258 | $68.92 | 2,569 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-18 | M | A | 88 | — | 2,657 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 6 | Common | Common Stock | 2022-02-18 | D | D | 88 | $68.92 | 2,569 | D | — | — | |
| 7 | Common | Common Stock | 2022-02-18 | M | A | 88 | — | 2,657 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 8 | Common | Common Stock | 2022-02-18 | F | D | 43 | $68.92 | 2,614 | D | — | — | |
| 9 | Common | Common Stock | 2022-02-18 | A | A | 132 | — | 2,746 | D | — | — | (F3) Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018, 2019, 2020 and 2021 Restricted Stock Unit grants. |
| 10 | Common | Common Stock | 2022-02-18 | F | D | 60 | $68.92 | 2,686 | D | — | — | |
| 11 | Common | Common Stock | 2022-02-18 | M | A | 227 | — | 2,162 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 12 | Common | Common Stock | 2022-02-18 | F | D | 145 | $68.92 | 2,300 | D | — | — | |
| 13 | Common | Common Stock | 2022-02-18 | M | A | 194 | — | 2,245 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. |
| 14 | Common | Common Stock | 2022-02-18 | F | D | 95 | $68.92 | 2,150 | D | — | — | |
| 15 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 527 | — | 1,581 | D | — · — to — | 527 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F7) The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022. |
| 16 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 295 | — | 590 | D | — · — to — | 295 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F6) The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021. |
| 17 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 194 | — | 194 | D | — · — to — | 194 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F5) The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. |
| 18 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 227 | — | 0 | D | — · — to — | 227 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F4) The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019. |
| 19 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 176 | — | 528 | D | — · — to — | 176 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. (F8) The Restricted Stock Units award was granted and was effective in May 2021, and vests in four equal, annual installments beginning on February 20, 2022. |