Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-19 · accession 0001209191-22-012448 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-23 | 2022-02-19 | AXTA | Massey Anthony | VP, Gbl Ctrl, PAO | M - OptEx | — | +1,892 | 13.0K | +17% | — |
| D | 2022-02-23 | 2022-02-19 | AXTA | Massey Anthony | VP, Gbl Ctrl, PAO | F - Tax | $28.91 | -621 | 12.4K | -5% | -$18.0K |
| D | 2022-02-23 | 2022-02-19 | AXTA | Massey Anthony | VP, Gbl Ctrl, PAO | M - OptEx | $0.00 | -1,892 | 1,892 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-02-19 | M | A | 1,892 | — | 13,037 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 2 | Common | Common Shares | 2022-02-19 | F | D | 621 | $28.91 | 12,416 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 3 | Derivative | Restricted Stock Units | 2022-02-19 | M | D | 1,892 | $0.00 | 1,892 | D | — · — to — | 1,892 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On February 19, 2020, the reporting person was granted 5,676 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. |