Form 4 for RM Regional Management Corp.
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001209191-22-012718 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-22 | RM | Dunn Michael R | Dir | M - OptEx | $17.08 | +49.2K | 136.4K | +56% | +$839.9K |
| D | 2022-02-24 | 2022-02-22 | RM | Dunn Michael R | Dir | F - Tax | $52.47 | -28.7K | 107.8K | -21% | -$1.50M |
| D | 2022-02-24 | 2022-02-22 | RM | Dunn Michael R | Dir | M - OptEx | $0.00 | -49.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-22 | M | A | 49,174 | $17.08 | 136,422 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-22 | F | D | 28,661 | $52.47 | 107,761 | D | — | — | (F1) Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on February 22, 2022; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions. (F2) Represents the closing market price of the issuer's common stock at the time of option exercise on February 22, 2022. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2022-02-22 | M | D | 49,174 | $0.00 | 0 | D | $17.08 · — to 2026-03-29 | 67,174 Common Stock | (F3) The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable. |