Form 4 for AA Alcoa Corp
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001209191-22-012741 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-24 | AA | Slaven John D | EVP, Chief Ops Off | M - OptEx | $29.24 | +6,133 | 83.1K | +8% | +$179.3K |
| DM | 2022-02-24 | 2022-02-22 | AA | Slaven John D | EVP, Chief Ops Off | F - Tax | $74.09 | -14.4K | 76.9K | -16% | -$1.07M |
| D | 2022-02-24 | 2022-02-22 | AA | Slaven John D | EVP, Chief Ops Off | A - Grant | $0.00 | +29.8K | 91.3K | +48% | $0 |
| D | 2022-02-24 | 2022-02-24 | AA | Slaven John D | EVP, Chief Ops Off | S - Sale+OE | $75.33 | -28.3K | 54.7K | -34% | -$2.13M |
| D | 2022-02-24 | 2022-02-24 | AA | Slaven John D | EVP, Chief Ops Off | M - OptEx | $0.00 | -6,133 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-02-24 | M | A | 6,133 | $29.24 | 83,056 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-02-22 | F | D | 11,709 | $74.09 | 79,615 | D | — | — | (F2) Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019. |
| 3 | Common | Common Stock, par value $0.01 per share | 2022-02-22 | A | A | 29,754 | $0.00 | 91,324 | D | — | — | (F1) Earned performance restricted stock units (PRSUs) granted in 2019. |
| 4 | Common | Common Stock, par value $0.01 per share | 2022-02-22 | F | D | 2,692 | $74.09 | 76,923 | D | — | — | (F3) Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units granted in 2019. |
| 5 | Common | Common Stock, par value $0.01 per share | 2022-02-24 | S | D | 28,326 | $75.33 | 54,730 | D | — | — | (F4) The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.17 - $75.65. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2022-02-24 | M | D | 6,133 | $0.00 | 0 | D | $29.24 · 2020-02-20 to 2029-02-20 | 6,133 Common Stock | (F5) This option was part of an option grant that vested in three annual installments beginning on the date shown. The installment exercised by the reporting person as reported herein vested on February 20, 2022. |