Form 4 for ALGN Align Technology
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-20 · accession 0001209191-22-012816 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-20 | ALGN | Hockridge Stuart A | EVP Gbl HR | M - OptEx | $0.00 | +9,403 | 10.6K | +818% | $0 |
| D | 2022-02-24 | 2022-02-20 | ALGN | Hockridge Stuart A | EVP Gbl HR | F - Tax | $498.65 | -4,273 | 6,279 | -40% | -$2.13M |
| DM | 2022-02-24 | 2022-02-20 | ALGN | Hockridge Stuart A | EVP Gbl HR | M - OptEx | $0.00 | -9,403 | 905 | -91% | $0 |
| DM | 2022-02-24 | 2022-02-20 | ALGN | Hockridge Stuart A | EVP Gbl HR | A - Grant | $0.00 | +5,448 | 908 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-20 | M | A | 9,403 | $0.00 | 10,552 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-20 | F | D | 4,273 | $498.65 | 6,279 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2022-02-20 | M | D | 450 | $0.00 | 0 | D | $0.00 · — to — | 450 Common Stock | (F1) 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. |
| 4 | Derivative | Market Stock Unit | 2022-02-20 | M | D | 7,771 | $0.00 | 0 | D | $0.00 · — to — | 7,771 Common Stock | (F2) The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date. |
| 5 | Derivative | Restricted Stock Unit | 2022-02-20 | M | D | 521 | $0.00 | 521 | D | $0.00 · — to — | 521 Common Stock | (F3) 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. |
| 6 | Derivative | Market Stock Unit | 2022-02-20 | A | A | 4,540 | $0.00 | 4,540 | D | $0.00 · — to — | 4,540 Common Stock | (F7) Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). |
| 7 | Derivative | Restricted Stock Unit | 2022-02-20 | M | D | 208 | $0.00 | 624 | D | $0.00 · — to — | 208 Common Stock | (F5) 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. |
| 8 | Derivative | Restricted Stock Unit | 2022-02-20 | A | A | 908 | $0.00 | 908 | D | $0.00 · — to — | 908 Common Stock | (F6) 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. |
| 9 | Derivative | Restricted Stock Unit | 2022-02-20 | M | D | 453 | $0.00 | 905 | D | $0.00 · — to — | 453 Common Stock | (F4) 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. |