Form 4 for MC Moelis & Co
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-23 · accession 0001209191-22-012843 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-23 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | — | +35.9K | 152.6K | +31% | — |
| D | 2022-02-24 | 2022-02-23 | MC | Cantor Eric | Vice COB, MD, Dir | F - Tax | $47.12 | -15.9K | 136.7K | -10% | -$747.9K |
| DM | 2022-02-24 | 2022-02-23 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | $0.00 | -35.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-23 | M | A | 35,863.33 | — | 152,563.33 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 2 | Common | Class A Common Stock | 2022-02-23 | F | D | 15,872.33 | $47.12 | 136,691 | D | — | — | |
| 3 | Derivative | 2017 Incentive Restricted Stock Units | 2022-02-23 | M | D | 6,231.73 | $0.00 | 6,808.69 | D | — · — to — | 6,231.73 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2022. |
| 4 | Derivative | 2017 Long Term Incentive Award | 2022-02-23 | M | D | 4,725.98 | $0.00 | 4,728.96 | D | — · — to — | 4,725.98 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2022. |
| 5 | Derivative | 2020 Incentive Restricted Stock Units | 2022-02-23 | M | D | 4,847.73 | $0.00 | 24,586.35 | D | — · — to — | 4,847.73 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2022. |
| 6 | Derivative | 2019 Incentive Restricted Stock Units | 2022-02-23 | M | D | 7,403.40 | $0.00 | 26,729.04 | D | — · — to — | 7,403.40 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2022. |
| 7 | Derivative | 2018 Incentive Restricted Stock Units | 2022-02-23 | M | D | 8,638.68 | $0.00 | 19,786.55 | D | — · — to — | 8,638.68 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2022. |
| 8 | Derivative | 2016 Incentive Restricted Stock Units | 2022-02-23 | M | D | 4,015.81 | $0.00 | 0 | D | — · — to — | 4,015.81 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2022. |