Form 4 for MC Moelis & Co
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001209191-22-012855 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-22 | MC | CRAIN ELIZABETH | COO, Dir | M - OptEx | — | +29.4K | 29.4K | New | — |
| D | 2022-02-24 | 2022-02-22 | MC | CRAIN ELIZABETH | COO, Dir | F - Tax | $47.12 | -3,531 | 25.9K | -12% | -$166.4K |
| D | 2022-02-24 | 2022-02-22 | MC | CRAIN ELIZABETH | COO, Dir | S - Sale+OE | $47.12 | -11.8K | 14.1K | -45% | -$554.0K |
| DM | 2022-02-24 | 2022-02-22 | MC | CRAIN ELIZABETH | COO, Dir | M - OptEx | $0.00 | -29.4K | 18.0K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-22 | M | A | 29,403.89 | — | 29,403.89 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 2 | Common | Class A Common Stock | 2022-02-22 | F | D | 3,530.89 | $47.12 | 25,873 | D | — | — | |
| 3 | Common | Class A Common Stock | 2022-02-22 | S | D | 11,757 | $47.12 | 14,116 | D | — | — | (F2) Class A Common Stock sold by Ms. Crain in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Ms. Crain upon settlement of RSUs because she is a partner in Moelis & Company Partner Holdings LP. |
| 4 | Derivative | 2018 Incentive Restricted Stock Units | 2022-02-22 | M | D | 5,469.89 | $0.00 | 10,941.15 | D | — · — to — | 5,469.89 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2022. |
| 5 | Derivative | 2019 Incentive Restricted Stock Units | 2022-02-22 | M | D | 9,068.83 | $0.00 | 27,206.48 | D | — · — to — | 9,068.83 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2022. |
| 6 | Derivative | 2017 Incentive Restricted Stock Units | 2022-02-22 | M | D | 5,672.66 | $0.00 | 5,672.66 | D | — · — to — | 5,672.66 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2022. |
| 7 | Derivative | 2016 Incentive Restricted Stock Units | 2022-02-22 | M | D | 5,869.75 | $0.00 | 0 | D | — · — to — | 5,869.75 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2022. |
| 8 | Derivative | 2020 Incentive Restricted Stock Units | 2022-02-22 | M | D | 3,322.75 | $0.00 | 17,996.75 | D | — · — to — | 3,322.75 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2022. |