Form 4 for MC Moelis & Co
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-23 · accession 0001209191-22-012872 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-23 | MC | SIMON JOSEPH | CFO | M - OptEx | — | +24.1K | 24.1K | New | — |
| D | 2022-02-24 | 2022-02-23 | MC | SIMON JOSEPH | CFO | F - Tax | $47.12 | -11.7K | 12.4K | -49% | -$553.6K |
| DM | 2022-02-24 | 2022-02-23 | MC | SIMON JOSEPH | CFO | M - OptEx | $0.00 | -24.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-23 | M | A | 24,119.52 | — | 24,119.52 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 2 | Common | Class A Common Stock | 2022-02-23 | F | D | 11,749.52 | $47.12 | 12,370 | D | — | — | |
| 3 | Derivative | 2019 Incentive Restricted Stock Units | 2022-02-23 | M | D | 6,458.50 | $0.00 | 19,379.24 | D | — · — to — | 6,458.50 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2022. |
| 4 | Derivative | 2018 Incentive Restricted Stock Units | 2022-02-23 | M | D | 4,800.78 | $0.00 | 9,601.55 | D | — · — to — | 4,800.78 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2022. |
| 5 | Derivative | 2017 Incentive Restricted Stock Units | 2022-02-23 | M | D | 4,793.07 | $0.00 | 4,794.56 | D | — · — to — | 4,793.07 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2022. |
| 6 | Derivative | 2020 Incentive Restricted Stock Units | 2022-02-23 | M | D | 2,868.84 | $0.00 | 15,079.84 | D | — · — to — | 2,868.84 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2022. |
| 7 | Derivative | 2016 Incentive Restricted Stock Units | 2022-02-23 | M | D | 5,198.34 | $0.00 | 0 | D | — · — to — | 5,198.34 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2022. |