Form 4 for MC Moelis & Co
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001209191-22-012876 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-22 | MC | WATANABE OSAMU R. | GC, Sec | F - Tax | $47.12 | -1,872 | 13.8K | -12% | -$88.2K |
| D | 2022-02-24 | 2022-02-22 | MC | WATANABE OSAMU R. | GC, Sec | M - OptEx | — | +15.6K | 15.7K | +11,898% | — |
| D | 2022-02-24 | 2022-02-22 | MC | WATANABE OSAMU R. | GC, Sec | S - Sale+OE | $47.12 | -6,232 | 7,614 | -45% | -$293.7K |
| DM | 2022-02-24 | 2022-02-22 | MC | WATANABE OSAMU R. | GC, Sec | M - OptEx | $0.00 | -15.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-22 | F | D | 1,871.57 | $47.12 | 13,846 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-02-22 | M | A | 15,586.57 | — | 15,717.57 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 3 | Common | Class A Common Stock | 2022-02-22 | S | D | 6,232 | $47.12 | 7,614 | D | — | — | (F2) Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Mr. Watanabe upon settlement of RSUs because he is a partner in Moelis & Company Partner Holdings LP. |
| 4 | Derivative | 2017 Incentive Restricted Stock Units | 2022-02-22 | M | D | 3,035.36 | $0.00 | 3,035.36 | D | — · — to — | 3,035.36 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2022. |
| 5 | Derivative | 2018 Incentive Restricted Stock Units | 2022-02-22 | M | D | 3,113.03 | $0.00 | 6,227.41 | D | — · — to — | 3,113.03 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2022. |
| 6 | Derivative | 2019 Incentive Restricted Stock Units | 2022-02-22 | M | D | 3,818.26 | $0.00 | 11,454.77 | D | — · — to — | 3,818.26 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2022. |
| 7 | Derivative | 2020 Incentive Restricted Stock Units | 2022-02-22 | M | D | 1,846.97 | $0.00 | 7,392.34 | D | — · — to — | 1,846.97 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2022. |
| 8 | Derivative | 2016 Incentive Restricted Stock Units | 2022-02-22 | M | D | 3,772.96 | $0.00 | 0 | D | — · — to — | 3,772.96 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2022. |