Form 4 for ICE Intercontinental Exchange
Accepted 2022-02-25 00:00:00 ET · period of report 2022-02-24 · accession 0001209191-22-013203 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-25 | 2022-02-24 | ICE | Martin Lynn C | Pres, NYSE Group | S - Sale+OE | $120.95 | -5,471 | 46.4K | -11% | -$661.7K |
| D | 2022-02-25 | 2022-02-24 | ICE | Martin Lynn C | Pres, NYSE Group | M - OptEx | $50.01 | +4,340 | 51.9K | +9% | +$217.0K |
| D | 2022-02-25 | 2022-02-24 | ICE | Martin Lynn C | Pres, NYSE Group | M - OptEx | $0.00 | -4,340 | 8,310 | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-24 | S | D | 5,471 | $120.95 | 46,433 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. (F2) The common stock number referred in Table I is an aggregate number and represents 29,008 shares of common stock, 3,840 unvested restricted stock units ("RSUs"), and 13,585 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting. |
| 2 | Common | Common Stock | 2022-02-24 | M | A | 4,340 | $50.01 | 51,904 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. |
| 3 | Derivative | Employee Stock Option (right to buy) Holding | 2022-02-24 | M | D | 4,340 | $0.00 | 8,310 | D | $50.01 · — to 2026-01-14 | 4,340 Common Stock | (F3) These options are fully vested. |