Form 4 for EVR Evercore Inc.
Accepted 2022-02-25 00:00:00 ET · period of report 2022-02-24 · accession 0001209191-22-013232 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-02-25 | 2022-02-24 | EVR | HYMAN EDWARD S | Vice COB EVR, COB EISI | C - Cnv Deriv | — | +2.55M | 2.60M | +4,449% | — |
| D | 2022-02-25 | 2022-02-24 | EVR | HYMAN EDWARD S | Vice COB EVR, COB EISI | J - Other | — | -458.1K | 2.14M | -18% | — |
| DI | 2022-02-25 | 2022-02-24 | EVR | HYMAN EDWARD S | Vice COB EVR, COB EISI | C - Cnv Deriv | — | -2.55M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Shares of Class A common stock, par value $0.01 per share | 2022-02-24 | C | A | 2,545,205 | — | 2,602,417 | I Shares held in Corporation | — | — | (F2) Pursuant to the Certificate of Incorporation of Evercore Inc. and the LP Agreement, as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into shares of Class A common stock. (F1) On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person. (F3) Includes Shares of Class A Common Stock and unvested restricted stock units. (F4) The Reporting Person held the shares and/or LP Units (as applicable) through ISI Holding Inc., which was a corporation controlled by the Reporting Person. |
| 2 | Common | Shares of Class A common stock, par value $0.01 per share | 2022-02-24 | J | D | 458,137 | — | 2,144,280 | D | — | — | (F2) Pursuant to the Certificate of Incorporation of Evercore Inc. and the LP Agreement, as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into shares of Class A common stock. (F1) On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person. |
| 3 | Derivative | Class E Units of Evercore LP | 2022-02-24 | C | D | 2,545,205 | — | 0 | I Shares held in Corporation | — · — to — | 2,545,205 Shares of Class A common stock, par value $0.01 per share | (F1) On February 24, 2022, ISI Holding Inc. ("ISI Holding") exercised its existing conversion rights under the terms of the Seventh Amended and Restated Partnership Agreement of Evercore L.P. (the "LP Agreement") to exchange all 2,545,205 of the Evercore L.P. Class E Units owned by it for 2,545,205 shares of Class A common stock of Evercore Inc. Immediately following the exchange, ISI Holding distributed the Class A common stock of Evercore Inc. received in the exchange to its stockholders (including the Reporting Person) in accordance with their ownership interests in ISI Holding. As a result of the distribution, 2,087,068 shares of Class A common stock were distributed to the Reporting Person directly, and 458,137 shares of Class A common stock were distributed to an individual who is not a related person of the Reporting Person. (F4) The Reporting Person held the shares and/or LP Units (as applicable) through ISI Holding Inc., which was a corporation controlled by the Reporting Person. (F2) Pursuant to the Certificate of Incorporation of Evercore Inc. and the LP Agreement, as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into shares of Class A common stock. |